-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HKvR6CcQ1rwKDM20RkVeIROba7liCbQWIo2UTeg6Khsw3URXD+q3E1Wz95CdT9xr ZR+GJAnFNKZFLeO9+Z6akA== 0001193125-05-171097.txt : 20050818 0001193125-05-171097.hdr.sgml : 20050818 20050818171259 ACCESSION NUMBER: 0001193125-05-171097 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050818 DATE AS OF CHANGE: 20050818 GROUP MEMBERS: OYO CORPORATION U.S.A. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52075 FILM NUMBER: 051036488 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OYO CORP CENTRAL INDEX KEY: 0001049645 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ICHIGAYA BUILDING 2-6 STREET 2: KUDAN-KITE 4 CHOME,CHIODA-KU, TOKYO 102 CITY: JAPAN STATE: M0 ZIP: 00000 BUSINESS PHONE: 01181332340811 MAIL ADDRESS: STREET 1: ICHIGAYA BUILDING 2-6 STREET 2: KUDAN-KITE 4 CHOME,CHIYODA-KU, TOKYO 102 CITY: JAPAN STATE: M0 ZIP: 00000 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 1)*

 

 

 

OYO Geospace Corporation


(Name of Issuer)

 

Common Stock, $.01 par value


(Title of Class of Securities)

 

 

671074 10 2


                                (CUSIP Number)                                 

 

August 12, 2005


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 671074 10 2

  13 G   Page 2 of 6 Pages

 

  1  

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            OYO Corporation

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  

(b)  

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Japan

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    SOLE VOTING POWER

 

                1,450,000 shares (1) (2) (3)


  6    SHARED VOTING POWER

 

                0


  7    SOLE DISPOSITIVE POWER

 

                1,450,000 shares (1) (2) (3)


  8    SHARED DISPOSITIVE POWER

 

                0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,450,000 shares (1) (2) (3)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            25.8%

   
12  

TYPE OF REPORTING PERSON*

 

            CO

   

 

 


CUSIP NO. 671074 10 2

  13 G   Page 3 of 6 Pages

 

  1  

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

            OYO Corporation U.S.A.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  

(b)  

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Texas

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    SOLE VOTING POWER

 

                1,450,000 shares (1) (2) (3)


  6    SHARED VOTING POWER

 

                0


  7    SOLE DISPOSITIVE POWER

 

                1,450,000 shares (1) (2) (3)


  8    SHARED DISPOSITIVE POWER

 

                0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,450,000 shares (1) (2) (3)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            25.8%

   
12  

TYPE OF REPORTING PERSON*

 

            CO

   

 

* SEE INSTRUCTIONS BEFORE FILLING OUT!


CUSIP NO. 671074 10 2

  13 G   Page 4 of 6 Pages

 

Item 1.

 

(a)

  

Name of Issuer:

 

OYO Geospace Corporation

    
   

(b)

  

Address of Issuer’s Principal Executive Offices:

 

7007 Pinemont Drive

Houston, Texas 77040-6601

    

Item 2.

 

(a)

  

Name of Persons Filing:

 

OYO Corporation

OYO Corporation U.S.A.

    
   

(b)

  

Address of Principal Business Office or, if none, Residence:

 

OYO Corporation

4-2-6 Kudan-kita, Chiyoda-ku

Tokyo 102-0073

 

OYO Corporation U.S.A.

245 Carmelo Avenue, Suite 101

Pasadena, California 91107

    
   

(c)

  

Citizenship:

 

OYO Corporation – incorporated under the laws of Japan

OYO Corporation U.S.A. – incorporated under the laws of Texas

    
   

(d)

  

Title of Class of Securities:

 

Common Stock, $.01 par value

    
   

(e)

  

CUSIP Number:

 

671074 10 2

    

Item 3.

  Not Applicable

Item 4.

  (a)   

Amount Beneficially Owned:

 

1,450,000 shares (1) (2) (3)

    
    (b)   

Percent of Class:

 

25.8%

    
    (c)    Number of Shares as to Which Such Person Has:     
         (i)   

Sole Power to Vote or Direct the Vote:

 

1,450,000 shares (1) (2) (3)

    
         (ii)   

Shared Power to Vote or Direct the Vote:

 

0 shares

    
         (iii)   

Sole Power to Dispose or to Direct the Disposition of:

 

1,450,000 shares (1) (2) (3)

    
         (iv)   

Shared Power to Dispose or to Direct the Disposition of:

 

0 shares

    

Item 5.

  Not Applicable     

Item 6.

  Not Applicable     

Item 7.

  Not Applicable

Item 8.

  See the attached Exhibit A.     

Item 9.

  Not Applicable     

Item 10.

  Not Applicable     


CUSIP NO. 671074 10 2

  13 G   Page 5 of 6 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

August 16, 2005        
    OYO Corporation
    By:  

/s/ Katsuhiko Kobayashi


    Name:   Katsuhiko Kobayashi
    Title:   Senior Executive Officer
    OYO Corporation U.S.A.
    By:  

/s/ Katsuhiko Kobayashi


    Name:   Katsuhiko Kobayashi
    Title:   President

 

(1) Includes 160,000 shares of Common Stock subject to a Stock Purchase (Call) Option Agreement dated as of April 16, 1998, by and between OYO Corporation U.S.A. and Ernest M. Hall, Jr., as amended by Amendment of Stock Purchase (Call) Option Agreement dated as of June 22, 1999, by and between OYO Corporation U.S.A. and Ernest M. Hall, Jr. The agreement, as amended, grants Mr. Hall an option to purchase 160,000 shares of Common Stock at $14.00 per share, subject to certain adjustments. The option became fully exercisable on April 17, 2001. OYO Geospace Corporation and OYO Corporation are not parties to this agreement.

 

(2) Includes 140,000 shares of Common Stock subject to a Stock Purchase (Call) Option Agreement dated as of June 28, 2002, by and between OYO Corporation U.S.A. and Ernest M. Hall, Jr. The agreement grants Mr. Hall an option to purchase 140,000 shares of Common Stock at $10.01 per shares, subject to certain adjustments. The option became fully exercisable on May 31, 2005. OYO Geospace Corporation and OYO Corporation are not parties to this agreement.

 

(3) Prior to August 12, 2005, OYO Corporation U.S.A. beneficially owned 2,850,000 shares of Common Stock. OYO Corporation indirectly owned the same 2,850,000 shares of Common Stock through OYO Corporation U.S.A., its wholly owned subsidiary. The number presented here reflects the disposition of 1,400,000 shares of Common Stock on August 12, 2005 pursuant to a firm commitment underwritten offering between OYO Corporation U.S.A. and certain underwriters.


CUSIP NO. 671074 10 2

  13 G   Page 6 of 6 Pages

 

EXHIBIT A

 

AGREEMENT OF JOINT FILING

 

The undersigned hereby agree that they are filing jointly, pursuant to Rule 13d-1(k)(1) of the Act, the information required by Schedule 13G, for the sale of 1,400,000 shares of common stock of OYO Geospace Corporation held by OYO Corporation U.S.A., a wholly owned subsidiary of OYO Corporation.

 

August 16, 2005        
    OYO Corporation
    By:  

/s/ Katsuhiko Kobayashi


    Name:   Katsuhiko Kobayashi
    Title:   Senior Executive Officer
    OYO Corporation U.S.A.
    By:  

/s/ Katsuhiko Kobayashi


    Name:   Katsuhiko Kobayashi
    Title:   President
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